303 Securities, LP

Broker-DealerFINRA MemberEst. 2023
Total AUM
Advisory reps
8
Avg account
$0

Firm details

Headquarters
Chicago, Illinois
CRD number
288569
Registered since
January 25, 2023

Firm profile

FINTRX

Overview

303 Securities, LP is registered with the SEC (registration year 2023) and is organized in an alternative legal form rather than as a typical LLC or corporation. Ownership is reported as a mix of a domestic entity and an individual. The firm is marked as unclassified in the available data and several standard advisor attributes are explicitly negative: it is not identified as a capital allocator, not an active ESG investor, not a multi-state adviser, not a pension consultant, and not a related adviser. Publicly available records provide minimal detail about the firm's advisory business, client types, fee structure, or investment approach. There is no descriptive information on investment preferences, sector focuses, or service offerings in the FINTRX entry.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Vasile Ceban

    Vasile Ceban

    CFOCRD 6902974

Contacts

3 of 7
  • Dax Rodriguez

    Dax Rodriguez

    Independent ConsultantCRD 5700954

  • Adam Spence

    Adam Spence

    Tax DirectorCRD 8016592

  • Craig Atkins

    Craig Atkins

    CRD 5230584

Unlock 4 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Chicago, IL

Cook

Location

Chicago, IL

Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Cook
Address
401 W Superior St
Time zone
CT (UTC-6)
Office locations

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