303 Securities, LP

Broker-DealerFINRA MemberEst. 2023
Total AUM
—
Advisory reps
8
Avg account
$0

Firm details

Headquarters
Chicago, Illinois
CRD number
288569
Registered since
January 25, 2023

Firm profile

FINTRX

Overview

303 Securities, LP is an SEC-registered entity (registration year 2023) organized under a nonstandard legal form listed as "Other Types of Legal Formation." Ownership is recorded as a combination of a domestic entity and an individual. The firm is classified as unclassified in the source data and is not identified as a capital allocator. It is not flagged as an active ESG investor, is not a multi-state adviser, and is not listed as a related adviser. Public disclosures about the firm’s business model, advisory services, investment approach, target client types, or industry affiliations are not provided in the available data. That limited public footprint leaves the firm’s positioning within wealth management, institutional allocation, or retail advisory markets unspecified.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Vasile Ceban

    Vasile Ceban

    CFOCRD 6902974

Contacts

3 of 7
  • Stanley Thompson

    Managing PrincipalCRD 2455853

  • Jay Kopfer

    TraderCRD 4924987

  • James Barclay

    James Barclay

    CCOCRD 4131615

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Chicago, IL

Cook

Location

Chicago, IL

Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Cook
Address
401 W Superior St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth