20 GATES MANAGEMENT LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 155480
- Registered since
- June 22, 2011
- Website
- 20gates.com
- Fee structure
- Percentage of AUM, Performance Based Fees, Other
- Client types
- Pooled Investment Vehicles73.26%
- Insurance Companies26.4%
- Other Investment Advisers0.34%
- Services
- Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
20 Gates Management LLC operates as a manager of securitized asset funds and portfolio manager for pooled investment vehicles and institutional balance sheets. The firm functions as sponsor, general partner and managing member on its vehicles, which suggests hands-on structuring and governance of pooled strategies rather than serving a broad retail channel. Its client base is institutional, fee arrangements include a percentage-of-AUM component plus performance-based fees and other fee elements, and the adviser has been SEC-registered since 2011. The firm does not identify as an active ESG investor and is not set up as a multi-state adviser. Investment activity centers on running securitized strategies for institutions, with an emphasis on managing cash flows and credit exposure through pooled fund structures. The combination of sponsor/GP responsibilities and a performance-fee construct indicates a business model focused on actively managing asset pools where the firm can capture both management and incentive economics.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Other100%
Owners & executives
2 of 2JOSEPH SOAVE
Chief Financial OfficerCRD 4599184
HANS BALD
Founder and CEOCRD 1751404
Contacts
3 of 3RAYMOND ZOROVICH
General CounselCRD 2583805
ALEXANDER SMITH
Co-Founder and Managing DirectorCRD 4072914
JOSH BORG
New Business DevelopmentCRD 4598616
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
NEW YORK
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- NEW YORK
- Address
- 120 W 45th St
- Time zone
- ET (UTC-5)
- Office locations
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