SAVVY

RIASEC RegisteredEst. 2022
Total AUM
$5B
Discretionary
$5B
99% of AUM
Avg account
$341K
Accounts
14,645
Employees
170
Advisory reps
158

Firm details

Headquarters
New York, New York
CRD number
318493
Registered since
April 11, 2022
Website
www.savvywealth.com
Custodians
CHARLES SCHWAB & CO., INC., NATIONAL FINANCIAL SERVICES LLC, INTERACTIVE BROKERS LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Individuals69.62%
  • HNWI27.06%
  • Corporations / Businesses1.25%
  • Pension & Profit Sharing Plans1.2%
  • Charitable Organizations0.87%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Savvy is an independent registered investment adviser (SEC-registered in 2022) that operates as a corporate entity and identifies as a capital allocator. Its client base spans high-net-worth individuals and families as well as institutional accounts. The firm offers fee arrangements that include a percentage of assets under management, hourly charges and fixed fees. Advisory services emphasize financial planning and portfolio management for individuals and small businesses, plus manager selection and educational content such as newsletters and seminars. Savvy reports being an active ESG investor and maintains a broker-dealer industry affiliation.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 66%, Exchange Traded Equities 23%, Cash & Cash Equivalents 3%, US Government Bonds 2%, Investment Grade Corp Bonds 2%, Non-Exchange Traded Equities 1%, State & Local Bonds 1%, Non-Investment Grade Corp Bonds 1%, Private Funds 1%66%
  • Public Funds/Mutual Funds66%
  • Exchange Traded Equities23%
  • Cash & Cash Equivalents3%
  • US Government Bonds2%
  • Investment Grade Corp Bonds2%

Owners & executives

3 of 8

  • JACOB RAY

    Partner and Chief Operating OfficerCRD 6111509

  • STEVEN HARP

    Founder and CEOCRD 5759957

  • AMIR HAR-EL

    Chief Operating OfficerCRD 6870344

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Contacts

3 of 150

  • BRIAN MOCOGNI

    Wealth ManagerCRD 5257866

  • Jason Ewing

    Investment Operations AssociateCRD 8210758

  • Jordan Lauber

    Financial PlannerCRD 6572667

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 620

Active vs passive

$2.9B in ETFs

Passive

83%

$2.4B

Active

15%

$500M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD 500 INDEX FUND (VOO)VanguardPassiveLarge Blend$238M398,1308.28%
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Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
111 W 33rd St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth