Zurich Awes Financial Management, LLC

RIASEC Registered

Total AUM

$26.4M

Discretionary

$25.9M

98% of AUM

Avg account

$141K

Accounts

187

Employees

Advisory reps

Firm details

Headquarters: ,
CRD number: 121033
Website: www.zurichawes.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI56.49%
Individuals43.51%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Zurich Awes Financial Management, LLC is an independent registered investment adviser organized as an LLC and owned by an individual. The firm focuses on serving individual and family clients and combines financial planning with portfolio management services for individuals, small businesses and other business or institutional clients. It also provides pension consulting, publishes periodicals or newsletters, and runs educational seminars and workshops. The adviser operates as an insurance broker in addition to its advisory activities and employs a fee mix that includes a percentage of assets under management, hourly charges and fixed fees. Zurich Awes identifies as an active ESG investor and indicates it relies on third‑party managers for some allocations rather than acting as a capital allocator itself.