ZOE Financial, Inc.
Firm details
- Headquarters
- New York, New York
- CRD number
- 285158
- Registered since
- December 5, 2019
- Website
- zoefin.com
- Custodians
- APEX CLEARING CORPORATION, CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Other
- Client types
- Individuals68.63%
- HNWI31.37%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
ZOE Financial, Inc. is a corporation that registered with the SEC in 2019 and operates as a capital allocator to both individual/family and institutional clients. The firm charges fees based on a percentage of assets under management and other arrangements. Its advisory services emphasize financial planning, portfolio management for individuals and small businesses, and the selection of third‑party advisers. ZOE Financial is not identified as an active ESG investor and does not report multistate adviser status. The firm also reports an affiliation with a broker‑dealer.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities70%
- Investment Grade Corp Bonds22%
- Cash & Cash Equivalents5%
- Private Funds3%
Owners & executives
1 of 1
Andres Garcia
Founder & CEOCRD 4829474
Contacts
3 of 8
Rajesh Gaur
Vice President, Investment SolutionsCRD 5737107
Cameron Smith
Head of ComplianceCRD 6127100
Corey Moon
Client Success ManagerCRD 7810484
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 666 3rd Ave
- Time zone
- ET (UTC-5)
- Office locations
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