ZOE FINANCIAL, INC.

RIASEC RegisteredEst. 2019

Total AUM

$283M

Discretionary

$118M

42% of AUM

Avg account

$103K

Accounts

2,749

Employees

Advisory reps

Firm details

Headquarters: New York, New York
CRD number: 285158
Registered since: December 5, 2019
Website: zoefin.com
Custodians: APEX CLEARING CORPORATION, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Other
Client types: Individuals68.63%
HNWI31.37%
Services: Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

ZOE Financial, Inc. is a corporation registered with the SEC in 2019 that acts as a capital allocator and investment adviser to both individuals/families and institutional clients. The firm provides financial planning, portfolio management for individuals and small businesses, and the selection of other advisers. Its compensation includes a percentage-of-AUM component alongside other fee arrangements. The firm is not identified as an active ESG investor and is not registered as a multistate adviser. FINTRX lists an industry affiliation with a broker-dealer, indicating relationships that may support custody, execution, or product access. The profile classifies ZOE Financial as a capital allocator, which aligns with its stated activity of selecting third-party managers.