Zermatt Wealth Advisors

RIASEC RegisteredEst. 2020

Total AUM

$207M

Discretionary

$177M

85% of AUM

Avg account

$453K

Accounts

457

Employees

Advisory reps

Firm details

Headquarters: San Diego, California
CRD number: 307404
Registered since: February 27, 2020
Website: www.wfasandiego.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types: HNWI79.74%
Individuals18%
Charitable Organizations1.94%
Pension & Profit Sharing Plans0.32%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Zermatt Wealth Advisors is an independent registered investment adviser organized as an LLC and SEC-registered since 2020. The firm acts as a capital allocator and serves both individual/family clients and institutional clients. Its fee model includes asset-based fees along with hourly and fixed-fee arrangements. Stated advisory services cover financial planning, portfolio management for individuals, small businesses and institutions, selection of other advisers, and pension consulting services; the firm is not listed as a pension consultant and does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Public Funds/Mutual Funds55%
Exchange Traded Equities36%
Cash & Cash Equivalents7%
US Government Bonds1%
Investment Grade Corp Bonds1%

Contacts

3 of 3

David White
Senior Vice PresidentCRD 1027468
Louis Dworsky
Managing PartnerCRD 1689624
Andrew Jensen
Senior Wealth Advisor & Director of Alternative InvestmentsCRD 5697041