ZEPHYR MANAGEMENT, L.P.

RIASEC RegisteredEst. 2023
Total AUM
$256M
Discretionary
$244M
95% of AUM
Avg account
$7.5M
Accounts
34
Employees
22
Advisory reps
6

Firm details

Headquarters
New York, New York
CRD number
129683
Registered since
August 9, 2023
Fee structure
Percentage of AUM, Performance Based Fees, Other
Client types
  • Pooled Investment Vehicles95.06%
  • Other4.67%
  • HNWI0.26%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Zephyr Management, L.P. is a limited partnership that operates as a hybrid manager blending private fund sponsorship with discretionary portfolio management. The firm is registered with the SEC and classifies itself across hedge fund and private equity strategies while also serving as a sponsor and managing member of pooled investment vehicles. Its client base mixes individuals and families alongside institutional investors, and the firm provides portfolio management both for individual/small business clients and for pooled vehicles it advises. Investment activity is centered on privately structured strategies — private equity and hedge funds are the dominant allocations — with public market exposure routed primarily through pooled public funds rather than numerous direct equity positions. Zephyr charges a mix of percentage-of-AUM and performance-based fees, consistent with its role as an active manager of private funds. The firm does not identify as an active ESG investor and is not set up as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 100%100%
  • Public Funds/Mutual Funds100%

Owners & executives

2 of 2
  • MUKUL GULATI

    President and Chief Investment OfficerCRD 6448142

  • THOMAS BARRY

    President and Chief Executive OfficerCRD 728784

Contacts

3 of 4
  • TIMOTHY HORSBURGH

    Director of ResearchCRD 5569692

  • NIKHIL SULTANIA

    Vice President, FinanceCRD 8057703

  • CONSTANTINA KERIAZES

    Limited PartnerCRD 4896979

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
12 E 49th St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth