ZAZOVE ASSOCIATES LLC
Firm details
- Headquarters
- INCLINE VILLAGE, Nevada
- CRD number
- 104751
- Registered since
- August 18, 1989
- Website
- www.zazove.com
- Custodians
- U.S. BANK, N.A., STATE STREET BANK AND TRUST COMPANY
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- Insurance Companies63.44%
- Pooled Investment Vehicles13.52%
- Corporations / Businesses9.88%
- State / Municipal Government8.11%
- Pension & Profit Sharing Plans5.04%
- Services
- Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Zazove Associates LLC is an SEC-registered investment adviser organized as an LLC and operating as a hedge-fund style manager. The firm has been registered since 1989 and primarily serves institutional clients. Its fee model combines a percentage-of-assets charge with performance-based fees. Zazove's advisory activities span separately managed accounts and pooled vehicles, including portfolio management for individuals and small businesses, pooled investment vehicles, and businesses or institutions. Investment posture leans toward a fixed-income orientation with a pronounced allocation to investment-grade corporate bonds. The firm also runs and advises private hedge funds and maintains some exposure to alternative strategies — notably commodities via third-party managers. Zazove does not position itself as a broad capital allocator to external managers and does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Investment Grade Corp Bonds57%
- Non-Investment Grade Corp Bonds38%
- Cash & Cash Equivalents3%
- Exchange Traded Equities2%
Owners & executives
2 of 2GENE PRETTI
Chief Executive OfficerCRD 1283284
LAMIAA DUKAJ
Chief Compliance OfficerCRD 5326987
Contacts
1 of 1Robert Shelby
Managing PartnerCRD 6725238
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 1Active vs passive
$5M in ETFs
0%
$0
100%
$5M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD ULTRA-SHORT BOND ETF (VUSB) | Vanguard | Active | Ultrashort Bond | $5M | 100,000 | 100.00% |
Location
INCLINE VILLAGE, NV
WASHOE
Location
INCLINE VILLAGE, NV
Headquartered in INCLINE VILLAGE, NV, anchoring the Reno-Carson City-Fernley, NV metro in the West.
- Metro area
- Reno-Carson City-Fernley, NV
- Region
- West
- County
- WASHOE
- Address
- 1001 Tahoe Blvd
- Time zone
- PT (UTC-8)
- Office locations
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