Zazove Associates LLC
Firm details
- Headquarters
- Incline Village, Nevada
- CRD number
- 104751
- Registered since
- August 18, 1989
- Website
- www.zazove.com
- Custodians
- U.S. BANK, N.A., STATE STREET BANK AND TRUST COMPANY
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- Insurance Companies63.44%
- Pooled Investment Vehicles13.52%
- Corporations / Businesses9.88%
- State / Municipal Government8.11%
- Pension & Profit Sharing Plans5.04%
- Services
- Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Zazove Associates LLC is a privately held LLC that has been SEC-registered since 1989 and is classified as a hedge fund-style investment adviser. It operates with a mixed ownership structure (domestic entity and individual) and serves primarily institutional clients while also providing portfolio management for individuals, small businesses, pooled investment vehicles, and businesses or institutions. The firm charges asset-based fees plus performance fees and does not identify as an active ESG investor. Its stated preference on filings indicates a tilt toward fixed-income strategies, particularly investment-grade corporate bonds.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Investment Grade Corp Bonds57%
- Non-Investment Grade Corp Bonds38%
- Cash & Cash Equivalents3%
- Exchange Traded Equities2%
Owners & executives
2 of 2Gene Pretti
Chief Executive OfficerCRD 1283284
Lamiaa Dukaj
Chief Compliance OfficerCRD 5326987
Contacts
1 of 1
Robert Shelby
Managing PartnerCRD 6725238
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 3Active vs passive
$5.6M in ETFs
11%
$628K
89%
$5M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD ULTRA-SHORT BOND ETF (VUSB) | Vanguard | Active | Ultrashort Bond | $5M | 100,000 | 88.79% |
Location
Incline Village, NV
Washoe
Location
Incline Village, NV
Headquartered in Incline Village, NV, anchoring the Reno-Carson City-Fernley, NV metro in the West.
- Metro area
- Reno-Carson City-Fernley, NV
- Region
- West
- County
- Washoe
- Address
- 1001 Tahoe Blvd
- Time zone
- PT (UTC-8)
- Office locations
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