Zales Investment Management, Inc
RIASEC Registered
Total AUM
$22M
Discretionary
$22M
100% of AUM
Avg account
$3.7M
Accounts
6
Employees
1
Advisory reps
1
Firm details
- Headquarters
- ,
- CRD number
- 112540
- Custodians
- OPPENHEIMER & CO. INC., BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC., UBS FINANCIAL SERVICES INC.
- Fee structure
- Percentage of AUM
- Client types
- Individuals100%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
Zales Investment Management, Inc. is a small, corporation-structured advisory practice owned by an individual and oriented to high-net-worth individuals and families. The firm provides fee-based portfolio management — primarily for individuals and small businesses — and operates as a discretionary manager. It does not position itself as an ESG investor, does not serve as a pension consultant, and is not identified as a multi-state or related adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities97%
- Cash & Cash Equivalents3%
Contacts
1 of 1Michael Zales
Investment Adviser RepresentativeCRD 475699
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Primary office
, null
Location
, null
Headquartered in , null.
- Office locations
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