Yorktown Management And Research Co Inc
Firm details
- Headquarters
- Forest, Virginia
- CRD number
- 105083
- Registered since
- February 11, 1985
- Website
- yorktownfunds.com
- Fee structure
- Percentage of AUM
- Client types
- Investment Companies100%
- Services
- Portfolio Management for Investment Companies
Firm profile
FINTRXOverview
Yorktown Management And Research Co Inc is a corporation that has been registered with the SEC since 1985 and operates as an institutional adviser. The firm’s stated advisory activity is portfolio management for investment companies, and it charges fees as a percentage of assets under management. The firm is classified as unclassified in the snapshot data, is not an active ESG investor, is not a multi-state adviser, and is not identified as a capital allocator or pension consultant. Ownership is listed as a mix of a domestic entity and an individual.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
1 of 1Marvin Stratton
Chief Financial OfficerCRD 2309179
Contacts
3 of 7
David Basten
Managing Director and Portfolio ManagerCRD 827593
Elizabeth Basten
ShareholderCRD 5024335
Austin Basten
Registered RepresentativeCRD 4220132
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 7Active vs passive
$12.2M in ETFs
100%
$12.2M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CONVERTIBLE BOND ETF (ICVT) | BlackRock | Passive | Convertibles | $2.4M | 20,000 | 20.00% |
Location
Forest, VA
Bedford
Location
Forest, VA
Headquartered in Forest, VA, in the South of the United States.
- Region
- South
- County
- Bedford
- Address
- 106 Annjo Ct
- Time zone
- ET (UTC-5)
- Office locations
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