Yorktown Management And Research Co Inc
Firm details
- Headquarters
- Forest, Virginia
- CRD number
- 105083
- Registered since
- February 11, 1985
- Website
- yorktownfunds.com
- Fee structure
- Percentage of AUM
- Client types
- Investment Companies100%
- Services
- Portfolio Management for Investment Companies
Firm profile
FINTRXOverview
Yorktown Management And Research Co Inc is an institutional registered investment adviser that has been SEC-registered since 1985. The firm is organized as a corporation and lists ownership involving a domestic entity and an individual. Its stated advisory role is portfolio management for investment companies, and it bills clients on a percentage-of-AUM basis. The firm identifies an institutional client base, does not describe itself as an active ESG investor, and is not designated as a capital allocator, pension consultant, related adviser, or newly formed adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
1 of 1Marvin Stratton
Chief Financial OfficerCRD 2309179
Contacts
3 of 7
David Basten
Managing Director and Portfolio ManagerCRD 827593
Elizabeth Basten
ShareholderCRD 5024335
Austin Basten
Registered RepresentativeCRD 4220132
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 7Active vs passive
$12.2M in ETFs
100%
$12.2M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CONVERTIBLE BOND ETF (ICVT) | BlackRock | Passive | Convertibles | $2.4M | 20,000 | 20.00% |
Location
Forest, VA
Bedford
Location
Forest, VA
Headquartered in Forest, VA, in the South of the United States.
- Region
- South
- County
- Bedford
- Address
- 106 Annjo Ct
- Time zone
- ET (UTC-5)
- Office locations
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