Yorktown Management And Research Co Inc

RIASEC RegisteredEst. 1985

Total AUM

$677M

Discretionary

$677M

100% of AUM

Avg account

$169M

Accounts

4

Employees

9

Advisory reps

8

Firm details

Headquarters: Forest, Virginia
CRD number: 105083
Registered since: February 11, 1985
Website: yorktownfunds.com
Fee structure: Percentage of AUM
Client types: Investment Companies100%
Services: Portfolio Management for Investment Companies

Firm profile

FINTRX

Overview

Yorktown Management And Research Co Inc is a corporation registered with the SEC since 1985 that provides portfolio management services to investment companies. The firm serves an institutional client base and charges fees based on a percentage of assets under management. According to the snapshot data, Yorktown does not identify as a capital allocator, is not active on ESG, and is not designated as a multi-state adviser in its filings. Its primary advisory activity is portfolio management for investment companies.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

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Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Owners & executives

1 of 1

Marvin Stratton
Chief Financial OfficerCRD 2309179

Contacts

3 of 7

David Basten
Managing Director and Portfolio ManagerCRD 827593
Elizabeth Basten
ShareholderCRD 5024335
Austin Basten
Registered RepresentativeCRD 4220132

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Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 7

Active vs passive

$11.8M in ETFs

Passive

100%

$11.8M

Active

0%

$0

ETF	Provider	Style	Category	Value	Shares	% of portfolio
ISHARES CONVERTIBLE BOND ETF (ICVT)	BlackRock	Passive	Convertibles	$2.3M	23,000	19.82%

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Primary office

Forest, VA

Bedford

Location

Forest, VA

Headquartered in Forest, VA, in the South of the United States.

Region: South
County: Bedford
Address: 106 Annjo Ct
Time zone: ET (UTC-5)
Office locations

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