Xena Financial Planning, LLC

RIASEC & State RegisteredEst. 2025
Total AUM
$104M
Discretionary
$104M
100% of AUM
Avg account
$272K
Accounts
384
Employees
4
Advisory reps
2

Firm details

Headquarters
Portland, Oregon
CRD number
333436
Registered since
December 12, 2025
Custodians
CHARLES SCHWAB & CO., INC., ALTRUIST FINANCIAL LLC
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI82.14%
  • Individuals17.86%
Services
Financial PlanningPortfolio Management for IndividualsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Xena Financial Planning, LLC is an independent, SEC-registered investment adviser that began its active SEC registration in 2025. Structured as an LLC and owned by an individual, the firm focuses on serving individual and family clients through a mix of financial planning, discretionary portfolio management for individuals and small businesses, and educational seminars or workshops. Its fee model combines percentage-of-AUM billing with fixed fees. The firm is not identified as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 82%, Exchange Traded Equities 14%, Cash & Cash Equivalents 3%, Investment Grade Corp Bonds 1%82%
  • Public Funds/Mutual Funds82%
  • Exchange Traded Equities14%
  • Cash & Cash Equivalents3%
  • Investment Grade Corp Bonds1%

Contacts

2 of 2
  • James Hindes

    James Hindes

    PartnerCRD 7049120

  • Danika Waddell

    Danika Waddell

    PartnerCRD 6525200

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 32

Active vs passive

$105M in ETFs

Passive

100%

$105M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD S&P 500 ETF (VOO)VanguardPassiveLarge Blend$16.9M24,08516.15%

Location

Primary office

Portland, OR

Multnomah

Location

Portland, OR

Headquartered in Portland, OR, anchoring the Portland-Vancouver-Salem, OR-WA metro in the West.

Metro area
Portland-Vancouver-Salem, OR-WA
Region
West
County
Multnomah
Address
1130 Sw Morrison St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth