XDUS FUND ADVISOR

RIASEC RegisteredEst. 2023
Total AUM
$415K
Discretionary
$415K
100% of AUM
Avg account
$415K
Accounts
1
Employees
2
Advisory reps
3

Firm details

Headquarters
WINDSOR LOCKS, Connecticut
CRD number
328236
Registered since
September 29, 2023
Fee structure
Percentage of AUM
Client types
  • Investment Companies100%
Services
Portfolio Management for Investment Companies

Firm profile

FINTRX

Overview

Xdus Fund Advisor is a small, SEC-registered investment adviser organized as a limited liability company that focuses on portfolio management for investment companies. The firm targets an institutional client base and charges fees as a percentage of assets under management. Since its SEC registration in 2023, Xdus Fund Advisor has positioned itself as an adviser to at least one pooled vehicle rather than a broad retail clientele. The firm's profile—single-client, single-account and modest AUM—suggests a specialized operating model: providing direct portfolio management services to an investment company or similar institutional vehicle. Xdus Fund Advisor is not an active ESG investor, is not registered as a multi-state adviser, and does not report pension consulting or capital allocator activities.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • BRIAN MACKENZIE

    Chief Compliance OfficerCRD 5258949

  • SCOTT RIECKE

    Chief Portfolio ManagerCRD 2805398

Contacts

1 of 1
  • Sreevatsan Rajagopalan

    Head Fund ConsultantCRD 7806647

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

WINDSOR LOCKS, CT

HARTFORD

Location

WINDSOR LOCKS, CT

Headquartered in WINDSOR LOCKS, CT, anchoring the Hartford-East Hartford, CT metro in the Northeast.

Metro area
Hartford-East Hartford, CT
Region
Northeast
County
HARTFORD
Address
1 Corporate Dr
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth