WORTHINGTON CAPITAL MANAGEMENT, LLC

RIASEC RegisteredEst. 2020
Total AUM
$41.2M
Discretionary
$41.2M
100% of AUM
Avg account
$20.6M
Accounts
2
Employees
3
Advisory reps
3

Firm details

Headquarters
MEMPHIS, Tennessee
CRD number
305391
Registered since
June 10, 2020
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Worthington Capital Management, LLC operates as a small, boutique hedge fund manager that focuses on managing pooled vehicles for institutional clients. The firm is organized as a limited liability company and has been SEC-registered since 2020. Its charter and reported activities show it acting as a commodity pool operator/commodity trading adviser (CPO/CTA) while providing portfolio management for pooled investment vehicles. Worthington structures fees as a percentage of assets under management with performance-based compensation, a typical setup for hedge fund strategies that tie manager pay to relative returns. The firm is owned by an individual and is identified as a related adviser and sponsor, serving as general partner and managing member for its pooled products. It does not present itself as an ESG-focused investor, and it is not set up as a multi-state adviser or pension consultant. Client focus is institutional rather than retail.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

1 of 1
  • CRAIG SNEED

    COO & CFOCRD 7718452

Contacts

2 of 2
  • WILLIAM MARTIN

    Managing DirectorCRD 2960330

  • STEVEN SANSOM

    ManagerCRD 2164085

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

MEMPHIS, TN

SHELBY

Location

MEMPHIS, TN

Headquartered in MEMPHIS, TN, anchoring the Memphis-Forrest City, TN-MS-AR metro in the South.

Metro area
Memphis-Forrest City, TN-MS-AR
Region
South
County
SHELBY
Address
5100 Poplar Ave
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth