WMS Financial Services
Firm details
- Headquarters
- Anaheim, California
- CRD number
- 291291
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- Individuals85.28%
- HNWI14.72%
- Services
- Portfolio Management for IndividualsEducational Seminars / Workshops
Firm profile
FINTRXOverview
WMS Financial Services is a California-based limited liability company owned by an individual operator that provides fee-based wealth management to individuals and families. Its core advisory work centers on portfolio management for individuals and small businesses and it also runs educational seminars and workshops. The firm charges a percentage-of-AUM advisory fee and maintains an industry affiliation with an insurance company.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds85%
- Exchange Traded Equities10%
- Other5%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Anaheim, CA
Orange
Location
Anaheim, CA
Headquartered in Anaheim, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- Orange
- Address
- 155 N Riverview Dr
- Time zone
- PT (UTC-8)
- Office locations
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