WMS Financial Services
Firm details
- Headquarters
- Anaheim, California
- CRD number
- 291291
- Custodians
- CHARLES SCHWAB & CO., INC., LINCOLN FINANCIAL DISTRIBUTORS, INC., MASSMUTUAL ASCEND
- Fee structure
- Percentage of AUM
- Client types
- Individuals100%
- Services
- Portfolio Management for IndividualsSelection of Other AdvisersEducational Seminars / Workshops
Firm profile
FINTRXOverview
WMS Financial Services is a limited liability company that acts as a capital allocator for individual and family clients. The firm charges fees as a percentage of assets under management and focuses on portfolio management for individuals and small businesses, choosing third‑party advisers when appropriate, and running educational seminars or workshops. It identifies as an unconsolidated adviser (classified as "Unclassified" in the source) and is not positioned as an active ESG investor, multi‑state adviser, or pension consultant. The firm has an industry affiliation with an insurance company.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds85%
- Exchange Traded Equities10%
- Other5%
Contacts
1 of 1
Mark Turner
PresidentCRD 2481315
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Anaheim, CA
Orange
Location
Anaheim, CA
Headquartered in Anaheim, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- Orange
- Address
- 8820 E Foxhollow Dr
- Time zone
- PT (UTC-8)
- Office locations
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