WMS ADVISORS, LLC

Overview

WMS Advisors, LLC is an independent registered investment adviser that positions itself as a hybrid wealth manager and capital allocator for individuals and families. The firm combines fee-based portfolio management and financial planning with broker-dealer and insurance brokerage capabilities. That structure means client relationships can include both discretionary asset management on a wrap/fee basis and advisory work billed as a percentage of AUM or by the hour, with access to insurance and commission products when appropriate. Investment activity centers on pooled public funds and third‑party managers rather than heavy direct-stock trading. The adviser acts as a selector and allocator of outside managers, supplementing core mutual‑fund holdings with targeted alternative exposures and insurance/annuity solutions. WMS Advisors does not present itself as an ESG-focused investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices