Wing

RIASEC Registered
Total AUM
$128K
Discretionary
$128K
100% of AUM
Avg account
$4.3K
Accounts
30
Employees
2
Advisory reps
2

Firm details

Headquarters
Newport Beach, California
CRD number
333826
Registered since
February 10, 2025
Custodians
APEX CLEARING CORPORATION
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • Individuals100%
Services
Financial Planning

Firm profile

FINTRX

Overview

Wing is an independent registered investment adviser organized as a corporation and owned by an individual. The firm is SEC-registered (registration year 2025) and focuses on serving individual and family clients. Its advisory offering centers on financial planning and portfolio management billed through a mix of percentage-of-AUM and fixed-fee arrangements. Wing also operates as a real estate broker, which appears alongside its advisory activities rather than as a separate capital-allocation business. The firm does not identify as an active ESG investor and is not presented as a multi-state or pension consultant adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 98%, Cash & Cash Equivalents 2%98%
  • Exchange Traded Equities98%
  • Cash & Cash Equivalents2%

Owners & executives

1 of 1
  • Sean Wing

    Co-Founder & CEOCRD 7638732

Contacts

1 of 1
  • John Sharpe

    PresidentCRD 4420346

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Newport Beach, CA

Orange

Location

Newport Beach, CA

Headquartered in Newport Beach, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Orange
Address
260 Newport Center Dr
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth