WIN ADVISORS, INC

RIASEC RegisteredEst. 2019
Total AUM
$267M
Discretionary
$267M
100% of AUM
Avg account
$137K
Accounts
1,941
Employees
4
Advisory reps
5

Firm details

Headquarters
PALM BEACH GARDENS, Florida
CRD number
300351
Registered since
May 24, 2019
Custodians
PERSHING LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Individuals89.75%
  • HNWI7.27%
  • Pension & Profit Sharing Plans1.66%
  • Corporations / Businesses1.02%
  • Charitable Organizations0.3%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

WIN Advisors, Inc is a SEC-registered advisory corporation that began registration in 2019 and serves both individual/family and institutional clients. The firm acts as a capital allocator and offers a mix of planning and discretionary portfolio services: financial planning, portfolio management for individuals and small businesses, portfolio management for businesses and institutions, and the selection of other advisers. Fee arrangements include a percentage-of-AUM model as well as hourly and fixed-fee engagements. WIN Advisors reports itself as an active ESG investor and lists affiliations with a broker-dealer, another investment adviser, and an insurance company.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 87%, Exchange Traded Equities 11%, Cash & Cash Equivalents 2%87%
  • Public Funds/Mutual Funds87%
  • Exchange Traded Equities11%
  • Cash & Cash Equivalents2%

Owners & executives

2 of 2
  • Denis Walsh

    President, CEOCRD 1124278

  • Barry Rittman

    SVP, Chief Financial OfficerCRD 1997994

Contacts

3 of 3
  • DAVID HOMARD

    ​President and FounderCRD 2355385

  • BRIAN MCCLESKEY

    Senior Portfolio ManagerCRD 4638333

  • Mary Walsh

    Executive Vice PresidentCRD 2829444

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

ETF holdings

1 of 61

Active vs passive

$236M in ETFs

Passive

71%

$168M

Active

29%

$68.8M

ETFProviderStyleCategoryValueShares% of portfolio
INVESCO LARGE CAP GROWTH ETF (PWB)InvescoPassiveLarge Growth$16M126,9406.76%

Location

Primary office

PALM BEACH GARDENS, FL

PALM BEACH

Location

PALM BEACH GARDENS, FL

Headquartered in PALM BEACH GARDENS, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.

Metro area
Miami-Port St. Lucie-Fort Lauderdale, FL
Region
South
County
PALM BEACH
Address
11440 N Jog Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth