WILLOW CREEK WEALTH MANAGEMENT, INC.

RIASEC RegisteredEst. 1999
Total AUM
$2.3B
Discretionary
$2.2B
94% of AUM
Avg account
$5.3M
Accounts
436
Employees
23
Advisory reps
13

Firm details

Headquarters
SEBASTOPOL, California
CRD number
109240
Registered since
May 1, 1999
Custodians
CHARLES SCHWAB & CO., INC., PERSHING LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI83.42%
  • Individuals9.85%
  • Pension & Profit Sharing Plans4.74%
  • Charitable Organizations1.41%
  • Corporations / Businesses0.58%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Willow Creek Wealth Management, Inc. is an independent, SEC-registered RIA that has been operating since 1999 and is owned by an individual. The firm serves both individual and family clients as well as institutional accounts, offering financial planning and portfolio management for individuals, small businesses, and institutions. Fee arrangements include a percentage-of-AUM model as well as hourly and fixed-fee engagements. The firm also runs educational seminars and workshops for clients and prospects. Investment policy emphasizes public investment vehicles rather than proprietary products; the firm is not classified as an active ESG investor and does not act as a capital allocator. Willow Creek has been recognized in industry listings, including mentions in FA Magazine (2020), investor.com (2020), and CNBC’s Top 100 Financial Advisory Firms (2021).

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 82%, Exchange Traded Equities 12%, Cash & Cash Equivalents 4%, US Government Bonds 2%, State & Local Bonds 2%82%
  • Public Funds/Mutual Funds82%
  • Exchange Traded Equities12%
  • Cash & Cash Equivalents4%
  • US Government Bonds2%
  • State & Local Bonds2%

Owners & executives

3 of 4
  • HEATHER BELLI

    Chief Compliance Officer, Managing PartnerCRD 2946449

  • KELLY NOONAN

    COO, CFO and Managing PartnerCRD 2798510

  • TIMOTHY ADMIRE

    President and CEOCRD 7085650

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Contacts

3 of 9
  • DAVID LAWRENCE

    Senior Wealth AdvisorCRD 2619610

  • DAVID HOMAN

    Partner, Wealth AdvisorCRD 6180968

  • BRUCE DZIEZA

    FounderCRD 1326268

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 124

Active vs passive

$1.4B in ETFs

Passive

57%

$772M

Active

42%

$580M

ETFProviderStyleCategoryValueShares% of portfolio
DIMENSIONAL US TARGETED VALUE ETF (DFAT)DimensionalActiveSmall Value$125M2,153,0999.27%

Location

Primary office

SEBASTOPOL, CA

SONOMA

Location

SEBASTOPOL, CA

Headquartered in SEBASTOPOL, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
SONOMA
Address
825 Hwy 116 N
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth