Williams Wealth Management

RIASEC Registered
Total AUM
$26M
Discretionary
$26M
100% of AUM
Avg account
$226K
Accounts
115
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
309307
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • Individuals100%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Williams Wealth Management is a small, independent registered investment adviser that focuses on financial planning and discretionary portfolio management for individuals and small businesses. The firm runs portfolios with an equity-first posture, allocating the large majority of client assets to exchange-traded equities. Their client mix and fee structure—percentage of AUM alongside fixed fees—signal a traditional advisory model aimed at ongoing wealth management and planning rather than institutional consulting or large-capital allocation. Advisory services center on tailored planning and day-to-day portfolio oversight. The firm does not identify as an active ESG investor and is not structured as a multi-state adviser, which suggests a geographically concentrated, client-focused practice. Investment decisions are handled on a discretionary basis across the client base, indicating the firm typically implements and manages strategy without obtaining client approval for each trade.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 94%, US Government Bonds 4%, Non-Exchange Traded Equities 1%, Cash & Cash Equivalents 1%94%
  • Exchange Traded Equities94%
  • US Government Bonds4%
  • Non-Exchange Traded Equities1%
  • Cash & Cash Equivalents1%

Contacts

1 of 1
  • Joseph Williams

    Joseph Williams

    PresidentCRD 7068047

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth