Williams Financial, LLC
Firm details
- Headquarters
- North Bennington, Vermont
- CRD number
- 137038
- Registered since
- May 8, 2020
- Website
- www.williamsfinancial.net
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI57.98%
- Individuals39.22%
- Pension & Profit Sharing Plans2.2%
- Charitable Organizations0.59%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting
Firm profile
FINTRXOverview
Williams Financial, LLC is an independent registered investment adviser that began SEC registration in 2020. The firm is organized as a limited liability company owned by an individual and serves both high-net-worth individuals and institutional clients. Its advisory services include financial planning, portfolio management for individuals, small businesses and institutions, and pension consulting. Williams Financial also lists accounting as a core business activity and affiliation. Its fee arrangements include percentage-of-AUM fees alongside hourly and fixed-fee engagements. The firm was recognized by FA Magazine in 2020 on a Top RIA Firms list.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds93%
- Exchange Traded Equities3%
- Cash & Cash Equivalents3%
- US Government Bonds1%
Owners & executives
1 of 1
James Williams
CEO & FounderCRD 4806982
Contacts
3 of 3
Tyler Cinelli
Financial PlannerCRD 5688437
Daryl Spirka
Executive Vice PresidentCRD 4006179
Meredith Phippen
Associate Financial PlannerCRD 7853740
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 23Active vs passive
$194M in ETFs
62%
$119M
38%
$74.8M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| JPMORGAN INCOME ETF (JPIE) | JP Morgan | Active | Multisector Bond | $52M | 1,158,490 | 26.78% |
Location
North Bennington, VT
Bennington
Location
North Bennington, VT
Headquartered in North Bennington, VT, in the Northeast of the United States.
- Region
- Northeast
- County
- Bennington
- Address
- 12 Main St
- Time zone
- ET (UTC-5)
- Office locations
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