Williams Financial, LLC

RIASEC RegisteredEst. 2020

Total AUM

$210M

Discretionary

$201M

96% of AUM

Avg account

$251K

Accounts

837

Employees

Advisory reps

Firm details

Headquarters: North Bennington, Vermont
CRD number: 137038
Registered since: May 8, 2020
Website: www.williamsfinancial.net
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI57.98%
Individuals39.22%
Pension & Profit Sharing Plans2.2%
Charitable Organizations0.59%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Williams Financial, LLC is an independent registered investment adviser that began SEC registration in 2020 and is organized as a limited liability company owned by an individual. The firm serves both individual and family clients as well as institutional clients, offering financial planning and portfolio management for individuals, small businesses, and institutions, along with pension consulting. Its business activities include accounting services, and its advisory fees are charged by percentage of AUM as well as hourly and fixed-fee arrangements. Williams Financial is not positioned as a capital allocator and does not identify as an active ESG investor. The firm received a placement on FA Magazine’s Top RIA Firms list in 2020, indicating some third-party recognition early in its SEC-registered history.