William D Hughes

RIASEC Registered
Total AUM
$4.1M
Discretionary
$4.1M
100% of AUM
Avg account
$207K
Accounts
20
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
284272
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI63.29%
  • Individuals36.71%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

William D Hughes operates as a sole-proprietorship independent registered investment adviser focused on serving individual and family clients. The firm is owned and managed by William D Hughes and bills on a percentage-of-AUM basis. Its primary regulatory registration year is not shown in the available data. Core business and advisory activities combine accounting services with portfolio management for individuals and small businesses. The firm does not identify as an active ESG investor and does not present as a multi-state or pension consulting adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 61%, Cash & Cash Equivalents 39%61%
  • Exchange Traded Equities61%
  • Cash & Cash Equivalents39%

Contacts

1 of 1
  • William Hughes

    OwnerCRD 2894590

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth