William B. Walkup & Associates, Inc.

RIASEC Registered
Total AUM
$178M
Discretionary
$178M
100% of AUM
Avg account
$2.7M
Accounts
65
Employees
5
Advisory reps
4

Firm details

Headquarters
Columbia, South Carolina
CRD number
135533
Registered since
November 18, 2022
Custodians
INTERACTIVE BROKERS LLC
Fee structure
Percentage of AUM
Client types
  • Pooled Investment Vehicles50.16%
  • HNWI37.28%
  • Individuals7.79%
  • Corporations / Businesses4.77%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

William B. Walkup & Associates, Inc. is an independent registered investment adviser organized as a corporation and registered with the SEC in 2022. The firm charges fees as a percentage of assets under management and serves both individual/family clients and institutional investors. Its advisory services include financial planning, discretionary portfolio management for individuals and small businesses, and portfolio management for pooled investment vehicles. The firm also functions in sponsor and general partner roles for pooled vehicles, acting as a managing member for funds it advises. The firm does not identify as an active ESG investor, and it is not classified as a multi-state adviser or pension consultant in the available records.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 99%, Cash & Cash Equivalents 1%99%
  • Exchange Traded Equities99%
  • Cash & Cash Equivalents1%

Owners & executives

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Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 5

Active vs passive

$807K in ETFs

Passive

92%

$742K

Active

8%

$65.4K

ETFProviderStyleCategoryValueShares% of portfolio
SPDR S&P 500 ETF TRUST (SPY)State StreetPassiveLarge Blend$704K92387.24%

Location

Primary office

Columbia, SC

Richland

Location

Columbia, SC

Headquartered in Columbia, SC, anchoring the Columbia-Orangeburg-Newberry, SC metro in the South.

Metro area
Columbia-Orangeburg-Newberry, SC
Region
South
County
Richland
Address
142 Atrium Way
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth