Whittier Advisors, LLC

RIASEC Registered
Total AUM
$1.9B
Discretionary
$1.9B
100% of AUM
Avg account
$63.1M
Accounts
30
Employees
7
Advisory reps
13

Firm details

Headquarters
Newport Beach, California
CRD number
318024
Registered since
July 28, 2022
Website
www.whittieradvisors.com
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • Investment Companies78.62%
  • Corporations / Businesses17.18%
  • HNWI3.76%
  • Charitable Organizations0.44%
Services
Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Whittier Advisors, LLC is an institutional registered investment adviser organized as an LLC and registered with the SEC in 2022. The firm positions itself as a capital allocator serving high-net-worth individuals and families as well as institutional clients. Its advisory work centers on discretionary portfolio management for individuals, small businesses, investment companies and institutions, and it also engages in the selection of third‑party advisers. Fee arrangements include percentage-of-AUM pricing and fixed fees. The firm identifies as an active ESG investor and is affiliated with a trust company.

Assets & Accounts

Investments & Alternatives

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: State & Local Bonds 42%, US Government Bonds 16%, Public Funds/Mutual Funds 13%, Exchange Traded Equities 10%, Investment Grade Corp Bonds 9%, Cash & Cash Equivalents 8%, Non-Investment Grade Corp Bonds 1%, Other 1%42%
  • State & Local Bonds42%
  • US Government Bonds16%
  • Public Funds/Mutual Funds13%
  • Exchange Traded Equities10%
  • Investment Grade Corp Bonds9%

Owners & executives

2 of 2
  • David Dahl

    David Dahl

    President and Chief Executive OfficerCRD 7559245

  • Liam Mcguinness

    Liam Mcguinness

    Chief Financial OfficerCRD 7714832

Contacts

3 of 11
  • Joseph Puritt

    Joseph Puritt

    Registered RepresentativeCRD 6896652

  • Heather Slate

    Heather Slate

    Senior Managing DirectorCRD 2698629

  • Timothy Mccarthy

    Timothy Mccarthy

    Managing Director, Business DevelopmentCRD 1296678

Unlock 8 more contacts →

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

Newport Beach, CA

Orange

Location

Newport Beach, CA

Headquartered in Newport Beach, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Orange
Address
4695 Mac Arthur Ct
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth