Whitcomb & Hess, Inc.

RIASEC Registered

Total AUM

$491M

Discretionary

$433M

88% of AUM

Avg account

$175K

Accounts

2,800

Employees

Advisory reps

Firm details

Headquarters: Ashland, Ohio
CRD number: 121064
Registered since: November 8, 2013
Website: www.whitcomb.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI50.77%
Individuals40%
Pension & Profit Sharing Plans7.29%
Charitable Organizations1.68%
Corporations / Businesses0.26%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Whitcomb & Hess, Inc. is an independent, individually owned registered investment adviser that has been SEC-registered since 2013. The firm serves both individual and family clients as well as institutional clients, charging a mix of percentage-of-AUM and fixed-fee arrangements. Its advisory services listed on regulatory filings cover financial planning, portfolio management for individuals/small businesses and for businesses or institutions, pension consulting-related services, and client education through periodicals and workshops. The firm reports that it does not operate as a capital allocator and is not identified as an active ESG investor. Custody and operational relationships emphasize a traditional advisory model rather than running a fund-of-funds or a third-party allocator platform.