Whelan Financial
Firm details
- Headquarters
- Fresno, California
- CRD number
- 107227
- Registered since
- October 28, 1991
- Website
- whelanfinancial.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI71.11%
- Pension & Profit Sharing Plans17.59%
- Individuals9.61%
- Charitable Organizations1.52%
- Corporations / Businesses0.17%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Whelan Financial is an independent registered investment adviser that has been registered with the SEC since 1991. The firm operates as a corporation with ownership tied to a domestic entity and an individual, and it serves both individual/family and institutional clients. Its advisory services emphasize financial planning and portfolio management for individuals and small businesses. Client billing combines a percentage-of-AUM model with fixed-fee arrangements. The firm does not identify as an active ESG investor, is not a multi-state adviser, and does not operate as a capital allocator — instead it sources external managers when deploying alternative strategies. Whelan Financial received a media mention as one of investor.com’s "Top RIA Firms to Watch" in 2020.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities44%
- Public Funds/Mutual Funds40%
- Cash & Cash Equivalents9%
- US Government Bonds6%
- Other1%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 42Active vs passive
$290M in ETFs
99%
$287M
<1%
$3.5M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| INVESCO NASDAQ 100 ETF (QQQM) | Invesco | Passive | Large Growth | $65.7M | 215,773 | 22.63% |
Location
Fresno, CA
Fresno
Location
Fresno, CA
Headquartered in Fresno, CA, anchoring the Fresno-Madera-Hanford, CA metro in the West.
- Metro area
- Fresno-Madera-Hanford, CA
- Region
- West
- County
- Fresno
- Address
- 7700 N Palm Ave
- Time zone
- PT (UTC-8)
- Office locations
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