WHELAN FINANCIAL
Firm details
- Headquarters
- FRESNO, California
- CRD number
- 107227
- Registered since
- October 28, 1991
- Website
- whelanfinancial.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI71.11%
- Pension & Profit Sharing Plans17.59%
- Individuals9.61%
- Charitable Organizations1.52%
- Corporations / Businesses0.17%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Whelan Financial operates as an independent registered investment adviser organized as a corporation and registered with the SEC since 1991. The firm serves both individual and family clients as well as institutional accounts, focusing on financial planning and discretionary portfolio management for individuals and small businesses. Its billing combines percentage-of-AUM fees with fixed-fee arrangements. Whelan Financial does not position itself as a capital allocator or a multi-state adviser and does not identify as an active ESG investor. The firm received recognition from investor.com as one of its "Top RIA Firms to Watch" in 2020.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities44%
- Public Funds/Mutual Funds40%
- Cash & Cash Equivalents9%
- US Government Bonds6%
- Other1%
Owners & executives
2 of 2PORTIA WHITE
CEO & PartnerCRD 5137590
TAYLOR WHELAN
Chief Ethics and Compliance OfficerCRD 6425340
Contacts
3 of 5STEPHEN DETWEILER
Senior Investment AdvisorCRD 6141064
MICHAEL MANJARREZ
Investment AdvisorCRD 6105145
MICHAEL RYAN
Financial AdvisorCRD 6152734
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 36Active vs passive
$255M in ETFs
99%
$251M
<1%
$3.6M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SCHWAB US DIVIDEND EQUITY ETF (SCHD) | Schwab | Passive | Large Value | $54.5M | 1,775,462 | 21.40% |
Location
FRESNO, CA
FRESNO
Location
FRESNO, CA
Headquartered in FRESNO, CA, anchoring the Fresno-Madera-Hanford, CA metro in the West.
- Metro area
- Fresno-Madera-Hanford, CA
- Region
- West
- County
- FRESNO
- Address
- 7700 N Palm Ave
- Time zone
- PT (UTC-8)
- Office locations
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