WHEELOCK STREET CAPITAL LLC

Exempt Reporting AdvisorFINRA Member
Total AUM
Accounts
0
Advisory reps
5
Brokerage reps
0
Avg account
$0

Firm details

Headquarters
GREENWICH, Connecticut
CRD number
164854

Firm profile

FINTRX

Overview

Wheelock Street Capital LLC operates primarily as a sponsor and general partner, acting as the managing member for pooled investment vehicles rather than as a traditional retail advisory firm. The firm is organized as a limited liability company and is classified in public records as unclassified; it is not designated as a capital allocator and is not identified as an active ESG investor. The available information points to an emphasis on creating and managing private pooled vehicles — launching funds or LLCs, structuring investments, performing portfolio oversight, and handling investor relations for those vehicles — rather than offering broad-based advisory services to a retail client roster. Regulatory and registration details are limited in public filings, and the firm does not show the hallmarks of a multi-state registered adviser. That profile aligns with a small, sponsor-driven manager that focuses on direct management of private vehicles and related operational responsibilities (fund formation, capital calls, reporting, compliance for the vehicles) rather than mass-market advisory relationships.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • LAWRENCE SETTANNI

    Principal/CFOCRD 5034432

Contacts

3 of 4
  • MERRICK KLEEMAN

    Managing PartnerCRD 1395824

  • JONATHAN PAUL

    Managing PartnerCRD 1559258

  • James Eberhart

    PartnerCRD 7886812

Unlock 1 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

GREENWICH, CT

FAIRFIELD

Location

GREENWICH, CT

Headquartered in GREENWICH, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
FAIRFIELD
Address
660 Steamboat Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth