Whale
Firm details
- Headquarters
- Chicago, Illinois
- CRD number
- 330063
- Registered since
- May 24, 2024
- Custodians
- ALPACA SECURITIES LLC
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- Individuals100%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
Whale is an independent registered investment adviser organized as a corporation. The firm is SEC registered (registration year: 2024). Whale serves individual and family clients and positions itself around portfolio management for individuals and small businesses. Its fee arrangements include percentage-of-assets-under-management and fixed-fee models. The firm’s ADV indicates it is not an active ESG investor, not a multi-state adviser, not a pension consultant, and it does not operate as a capital allocator or a related adviser.
Assets & Accounts
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Cash & Cash Equivalents100%
Owners & executives
1 of 1Arthur Petraglia
Owner & CEOCRD 4288430
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Chicago, IL
Cook
Location
Chicago, IL
Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- Cook
- Address
- 332 S Michigan Ave
- Time zone
- CT (UTC-6)
- Office locations
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