WHALE

RIASEC RegisteredEst. 2024
Total AUM
$2.5M
Discretionary
$2.5M
100% of AUM
Avg account
$842
Accounts
3,006
Employees
7
Advisory reps
1

Firm details

Headquarters
CHICAGO, Illinois
CRD number
330063
Registered since
May 24, 2024
Custodians
ALPACA SECURITIES LLC
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • Individuals100%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Whale is organized as a corporation and is registered with the SEC as of 2024. The firm serves individual and family clients and emphasizes portfolio management for individuals and small businesses. Its stated fee mix includes both a percentage-of-assets model and fixed fees. Whale does not identify itself as a multi-state adviser, an active ESG investor, a pension consultant, or a capital allocator, and it reports no related adviser relationships.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Cash & Cash Equivalents 100%100%
  • Cash & Cash Equivalents100%

Owners & executives

1 of 1
  • ARTHUR PETRAGLIA

    Owner & CEOCRD 4288430

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

CHICAGO, IL

COOK

Location

CHICAGO, IL

Headquartered in CHICAGO, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
COOK
Address
332 S Michigan Ave
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth