WFM Asia (HK) Limited

RIASEC RegisteredEst. 2006
Total AUM
$2.6B
Discretionary
$2.6B
100% of AUM
Avg account
$1.3B
Accounts
2
Employees
13
Advisory reps
5

Firm details

Headquarters
Hong Kong,
CRD number
139184
Registered since
February 1, 2006
Fee structure
Other
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

WFM Asia (HK) Limited is a Hong Kong–focused corporate adviser that functions primarily as a commodity pool operator/commodity trading adviser and as sponsor/GP/managing member of pooled investment vehicles. The firm serves an institutional client base and delivers portfolio management through pooled vehicles rather than by running a broad roster of separate accounts. Its stated activities indicate the firm organizes and manages pooled funds and can act in both advisory and operator roles for those pooled structures. Investment behavior centers on manager-driven allocations into alternative real assets. The firm does not identify as an active ESG investor and lists a nonstandard fee approach (“Other”), which is consistent with bespoke fee arrangements common to institutional and fund-sponsor relationships. With a small number of large institutional relationships, investment decisions appear geared toward concentrated, large-scale commitments and external manager selection rather than retail multi-account servicing.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Vineet Mitera

    Vineet Mitera

    Director & Chief Investment OfficerCRD 5904153

  • Graham Ernst

    Graham Ernst

    Chief Operating OfficerCRD 6313358

  • Gwendoline Yong

    Chief Compliance OfficerCRD 7518123

Contacts

2 of 2
  • Daphne Chester

    PresidentCRD 5283058

  • Tamilia Chiu

    Tamilia Chiu

    General CounselCRD 7701679

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Hong Kong, null

Location

Hong Kong, null

Headquartered in Hong Kong, null.

Address
Suite 2701 27th Floor Two Exchange Sq
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth