WFM Asia (HK) Limited

RIASEC RegisteredEst. 2006
Total AUM
$2.6B
Discretionary
$2.6B
100% of AUM
Avg account
$1.3B
Accounts
2
Employees
13
Advisory reps
5

Firm details

Headquarters
Hong Kong,
CRD number
139184
Registered since
February 1, 2006
Fee structure
Other
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

WFM Asia (HK) Limited is an institutional registered investment adviser that serves an institutional client base and operates in the pooled-vehicle space. The firm is structured as a corporation with foreign ownership elements and was SEC-registered in 2006. Its stated business activities identify it as a CPO/CTA and as an adviser that provides portfolio management for pooled investment vehicles; its industry affiliations include acting as an investment adviser, a CPO/CTA, and a sponsor/GP or managing member of pooled vehicles. The firm reports that it is not an active ESG investor, is not a multi-state adviser, and is not primarily a capital allocator. Fee arrangements are listed as “Other,” indicating non-standard or bespoke charging structures rather than simple AUM-based retail fees. The firm’s client focus and operating roles suggest it structures and manages pooled investment vehicles for institutional counterparties rather than providing individualized wealth management.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Vineet Mitera

    Vineet Mitera

    Director & Chief Investment OfficerCRD 5904153

  • Graham Ernst

    Graham Ernst

    Chief Operating OfficerCRD 6313358

  • Gwendoline Yong

    Chief Compliance OfficerCRD 7518123

Contacts

2 of 2
  • Daphne Chester

    PresidentCRD 5283058

  • Tamilia Chiu

    Tamilia Chiu

    General CounselCRD 7701679

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

Hong Kong, null

Location

Hong Kong, null

Headquartered in Hong Kong, null.

Address
Suite 2701 27th Floor Two Exchange Sq
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth