WFA of San Diego

RIASEC RegisteredEst. 2020

Total AUM

$207M

Discretionary

$177M

85% of AUM

Avg account

$453K

Accounts

457

Employees

Advisory reps

Firm details

Headquarters: San Diego, California
CRD number: 307404
Registered since: February 27, 2020
Website: www.wfasandiego.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types: HNWI79.74%
Individuals18%
Charitable Organizations1.94%
Pension & Profit Sharing Plans0.32%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

WFA Of San Diego is an independent, SEC-registered registered investment adviser organized as a limited liability company and operating since 2020. The firm acts as a capital allocator and serves both individual and family clients as well as institutional investors. Ownership is recorded as a mix of a domestic entity and an individual. Service offerings emphasize traditional advisory work: financial planning, portfolio management for individuals/small businesses and for businesses or institutions, pension consulting services, and the selection of other advisers. Fee arrangements are flexible and include a percentage of AUM, hourly fees, fixed fees, and other fee structures. The firm does not position itself as an active ESG investor and appears to operate primarily within a single state jurisdiction.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Public Funds/Mutual Funds55%
Exchange Traded Equities36%
Cash & Cash Equivalents7%
US Government Bonds1%
Investment Grade Corp Bonds1%

Contacts

3 of 3

David White
Senior Vice PresidentCRD 1027468
Louis Dworsky
Managing PartnerCRD 1689624
Andrew Jensen
Senior Wealth Advisor & Director of Alternative InvestmentsCRD 5697041