WESTSIDE INVESTMENT MANAGEMENT, LLC

RIASEC RegisteredEst. 2010
Total AUM
$889M
Discretionary
$889M
100% of AUM
Avg account
$1.2M
Accounts
755
Employees
14
Advisory reps
7

Firm details

Headquarters
SANTA MONICA, California
CRD number
154522
Registered since
August 30, 2010
Custodians
LPL FINANCIAL LLC, CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI74.61%
  • Individuals11.14%
  • Corporations / Businesses11.03%
  • Pension & Profit Sharing Plans2.85%
  • Charitable Organizations0.37%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Westside Investment Management, LLC is an independent registered investment adviser formed as an LLC and SEC-registered since 2010. The firm acts as a capital allocator and provides discretionary portfolio management and financial planning for individual and family clients as well as institutions and small businesses. Services include direct portfolio management, selection of third-party advisers, and fee arrangements that can be asset-based, hourly, or fixed. The firm identifies as an active ESG investor and deploys both in-house strategies and allocations to external managers.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 65%, Exchange Traded Equities 32%, Cash & Cash Equivalents 3%65%
  • Public Funds/Mutual Funds65%
  • Exchange Traded Equities32%
  • Cash & Cash Equivalents3%

Contacts

3 of 7
  • DAVID CLARK

    Managing Partner & Co-FounderCRD 2219822

  • SIENNA YOSHIDA

    PartnerCRD 3217359

  • VETEA RIBET

    PartnerCRD 4823379

Unlock 4 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 421

Active vs passive

$409M in ETFs

Passive

71%

$291M

Active

20%

$118M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD HIGH DIVIDEND YIELD INDEX FUND (VYM)Vanguard$24M162,0175.86%

Location

Primary office

SANTA MONICA, CA

LOS ANGELES

Location

SANTA MONICA, CA

Headquartered in SANTA MONICA, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
LOS ANGELES
Address
2444 Wilshire Blvd
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth