Westfuller Advisors, LLC

RIASEC RegisteredEst. 2017
Total AUM
$3.4B
Discretionary
$2.7B
79% of AUM
Avg account
$38.3M
Accounts
88
Employees
23
Advisory reps
11

Firm details

Headquarters
New York, New York
CRD number
155054
Registered since
October 15, 2017
Website
westfulleradvisors.com
Custodians
PERSHING LLC, THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • Charitable Organizations88.64%
  • HNWI7.12%
  • Pooled Investment Vehicles4.15%
  • Corporations / Businesses0.1%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Westfuller Advisors, LLC is an independent, SEC-registered registered investment adviser organized as an LLC and operating as a capital allocator for both individual/family and institutional clients. The firm charges a mix of percentage-of-AUM and fixed fees and lists financial planning, portfolio management for individuals, small businesses and institutions, manager selection, and educational seminars among its advisory activities. It does not identify as an active ESG investor and is not classified as a multi-state adviser in the provided records. The firm also has a broker-dealer affiliation on its roster of industry relationships.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 46%, Other 13%, Public Funds/Mutual Funds 11%, US Government Bonds 9%, Private Funds 9%, Cash & Cash Equivalents 5%, State & Local Bonds 4%, Investment Grade Corp Bonds 2%, Non-Investment Grade Corp Bonds 1%46%
  • Exchange Traded Equities46%
  • Other13%
  • Public Funds/Mutual Funds11%
  • US Government Bonds9%
  • Private Funds9%

Owners & executives

3 of 3
  • Michael Dziura

    Michael Dziura

    Chief Compliance OfficerCRD 7513976

  • Mona Williams

    Mona Williams

    Chief Operating OfficerCRD 2147320

  • Brian Cole

    Chief Administrative OfficerCRD 1670650

Contacts

3 of 8
  • Kreg Kerr

    Kreg Kerr

    Associate, Investment AnalystCRD 7866034

  • Rahima Jamal

    Rahima Jamal

    Client Service OfficerCRD 7475138

  • Lola West

    Lola West

    ChairwomanCRD 4243450

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 179

Active vs passive

$171M in ETFs

Passive

97%

$166M

Active

2%

$5.7M

ETFProviderStyleCategoryValueShares% of portfolio
SPDR S&P 500 ETF TRUST (SPY)State StreetPassiveLarge Blend$12M16,0947.03%
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Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
1185 Avenue Of The Americas
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth