WESTERN RESEARCH AND MANAGEMENT, L.L.C.

Overview

Western Research And Management, L.L.C. is a small, SEC-registered investment adviser organized as an LLC and active since 2019. The firm combines advisory roles with sponsor and managing-member responsibilities for pooled vehicles and maintains broker-dealer and insurance company affiliations. Its footprint is concentrated rather than national: it is not a multi-state adviser and does not present itself as a dedicated capital allocator. Investment activity centers on a mix of liquid and illiquid vehicles. The firm uses third-party managers for alternative strategies—particularly private equity, hedge funds and real estate—and supplements those allocations with traditional mutual funds and annuity products. Acting as sponsor/GP on pooled vehicles indicates Western Research And Management builds and controls some proprietary fund structures while also placing client capital with external managers.

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Location & Offices