Westcap Markets, LLC

Broker-DealerFINRA MemberEst. 2023
Total AUM
—
Advisory reps
6
Avg account
$0

Firm details

Headquarters
Rye Beach, New Hampshire
CRD number
318970
Registered since
January 6, 2023

Firm profile

FINTRX

Overview

Westcap Markets, LLC is organized as a limited liability company and appears on the SEC registry as of 2023. The entity is owned by a combination of a domestic entity and an individual and is classified in the source data as "unclassified." The profile flags the firm as not acting as a capital allocator, not positioning itself as an active ESG investor, and not operating as a pension consultant or related adviser. Public disclosures about Westcap Markets’ business model are minimal: the firm did not supply typical detail on its client base, fee arrangements, advisory activities, or broader business lines in the provided data set. That lack of disclosure limits clarity about whether the firm functions primarily as a traditional advisory RIA, a broker-dealer-style intermediary, or a hybrid vehicle.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 6
  • James Birle

    Registered PrincipalCRD 1994489

  • James Dodwell

    James Dodwell

    Managing DirectorCRD 2962275

  • Michael Sotirhos

    Michael Sotirhos

    PartnerCRD 3053609

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Rye Beach, NH

Rockingham

Location

Rye Beach, NH

Headquartered in Rye Beach, NH, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
Rockingham
Address
25 Church Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth