Westcap Markets, LLC

Broker-DealerFINRA MemberEst. 2023
Total AUM
Advisory reps
6
Avg account
$0

Firm details

Headquarters
Rye Beach, New Hampshire
CRD number
318970
Registered since
January 6, 2023

Firm profile

FINTRX

Overview

Westcap Markets, LLC is organized as a limited liability company and appears in FINTRX as an SEC-registered adviser with a registration year of 2023. The firm is listed with an owner type described as both a domestic entity and an individual, and its internal classification is recorded as "unclassified." The snapshot contains sparse public disclosures about the firm's business model: it is not identified as a capital allocator, is not flagged as an active ESG investor, and is not characterized as a multi-state adviser or a pension consultant. FINTRX also does not list the firm as a related adviser. The limited data make it difficult to draw firm conclusions about client focus, fee schedules, or advisory offerings. The combination of a recent SEC registration year and a "not newly formed" tag in the snapshot suggests a change in reporting or registration status rather than an absence of operating history, but FINTRX does not provide material details about investment strategy, target clients, or service lines.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 6
  • James Birle

    Registered PrincipalCRD 1994489

  • Michael Sotirhos

    Michael Sotirhos

    PartnerCRD 3053609

  • Marina Combs

    Marina Combs

    CCOCRD 4536154

Unlock 3 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Rye Beach, NH

Rockingham

Location

Rye Beach, NH

Headquartered in Rye Beach, NH, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
Rockingham
Address
25 Church Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth