Westcap Markets, LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
6
Avg account
$0

Firm details

Headquarters
Rye Beach, New Hampshire
CRD number
318970
Registered since
January 6, 2023

Firm profile

FINTRX

Overview

Westcap Markets, LLC is organized as a limited liability company with ownership tied to a domestic entity and an individual. FINTRX classifies the firm as unclassified and notes a narrow regulatory/operational footprint: it is not identified as a capital allocator, an active ESG investor, a multi-state adviser, a pension consultant, or a related adviser, and it is not marked as a newly formed adviser. Public disclosures captured in the data set provide only a high-level organizational profile rather than details on client segments, fee schedules, or specific advisory services.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 6
  • James Birle

    Registered PrincipalCRD 1994489

  • James Dodwell

    James Dodwell

    Managing DirectorCRD 2962275

  • Michael Sotirhos

    Michael Sotirhos

    PartnerCRD 3053609

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Rye Beach, NH

Rockingham

Location

Rye Beach, NH

Headquartered in Rye Beach, NH, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
Rockingham
Address
25 Church Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth