WELLMENT FINANCIAL

RIASEC RegisteredEst. 2021
Total AUM
$313M
Discretionary
$313M
100% of AUM
Avg account
$247K
Accounts
1,266
Employees
21
Advisory reps
11

Firm details

Headquarters
ELMHURST, Illinois
CRD number
166746
Registered since
September 7, 2021
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI56.4%
  • Individuals43.6%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Wellment Financial is an independent registered investment adviser that began SEC registration in 2021 and is owned by an individual. The firm focuses on serving individual and family clients, offering financial planning, portfolio management for individuals and small businesses, and the selection of other advisers. It operates as a capital allocator and bills clients through a mix of percentage-of-AUM, hourly, and fixed-fee arrangements. Wellment is not categorized as an active ESG investor and is not identified as a pension consultant or related adviser. Industry relationships include affiliations with an accountant and an insurance company.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 51%, Exchange Traded Equities 45%, Cash & Cash Equivalents 4%51%
  • Public Funds/Mutual Funds51%
  • Exchange Traded Equities45%
  • Cash & Cash Equivalents4%

Contacts

3 of 11
  • MICHAEL LEIGH

    Investment Advisor RepresentativeCRD 7170046

  • BRYAN STIGER

    Insurance AgentCRD 4718285

  • Stephen Francis

    Client Services RepresentativeCRD 7613098

Unlock 8 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 33

Active vs passive

$76.1M in ETFs

Passive

1%

$761K

Active

69%

$75.4M

ETFProviderStyleCategoryValueShares% of portfolio
ALLIANZIM US EQUITY BUFFER15 UNCAPPED DEC ETF (DECU)$10.1M380,46713.29%

Location

Primary office

ELMHURST, IL

DU PAGE

Location

ELMHURST, IL

Headquartered in ELMHURST, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
DU PAGE
Address
444 N York St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth