Wellington Management Japan Pte Ltd

RIASEC RegisteredEst. 2013

Total AUM

$17.7B

Discretionary

$17B

96% of AUM

Avg account

$362M

Accounts

Employees

Advisory reps

Firm details

Headquarters: Tokyo,
CRD number: 165192
Registered since: January 2, 2013
Website: www.wellington.com
Custodians: BROWN BROTHERS HARRIMAN INVESTMENTS, LLC, MASTER TRUST BANK OF JAPAN, JAPAN TRUSTEE SERVICES BANK
Fee structure: Percentage of AUM, Fixed Fees, Performance Based Fees
Client types: Banking / Thrift Institutions58.08%
Sovereign Wealth Funds22.34%
Pooled Investment Vehicles11.29%
Other Investment Advisers5.13%
Pension & Profit Sharing Plans3.15%
Services: Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Wellington Management Japan Pte Ltd is an institutional registered investment adviser that operates as a foreign-owned entity. It serves primarily institutional clients but is registered to provide portfolio management across individuals/small businesses, pooled investment vehicles, and business or institutional accounts. The firm is active on ESG matters and uses a mix of fee arrangements, including percentage-of-AUM, fixed fees and performance-based fees. Beyond advisory work it has broker-dealer activities and is registered as a CPO/CTA; its regulatory registration dates back to 2013. The firm also participates as sponsor, general partner or managing member of pooled vehicles, indicating it can both allocate to and organize external pooled products. It is not positioned as a capital allocator in the sense of running a dedicated third-party allocation business.