Wellington Management Japan Pte Ltd
Firm details
- Headquarters
- Tokyo,
- CRD number
- 165192
- Registered since
- January 2, 2013
- Website
- www.wellington.com
- Custodians
- BROWN BROTHERS HARRIMAN INVESTMENTS, LLC, MASTER TRUST BANK OF JAPAN, JAPAN TRUSTEE SERVICES BANK
- Fee structure
- Percentage of AUM, Fixed Fees, Performance Based Fees
- Client types
- Banking / Thrift Institutions58.08%
- Sovereign Wealth Funds22.34%
- Pooled Investment Vehicles11.29%
- Other Investment Advisers5.13%
- Pension & Profit Sharing Plans3.15%
- Services
- Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Wellington Management Japan Pte Ltd operates as a foreign-registered investment adviser focused on institutional mandates and pooled vehicles while also providing portfolio management for smaller institutional and individual accounts. The firm emphasizes active management with a clear tilt toward fixed-income strategies—investment grade corporate bonds are the largest single exposure—yet it also runs multi-asset programs that include equity, credit and liquid alternatives. Fee arrangements across mandates include percentage-of-AUM, fixed fees and performance-based fees, allowing the firm to align economics with different client objectives and strategy types. The firm is set up to support trading and derivatives activity (listed as a broker-dealer and a CPO/CTA), and its corporate structure and activities indicate it sponsors and manages pooled investment vehicles. Wellington Management Japan describes itself as an active ESG investor, suggesting ESG integration or stewardship is part of its investment process across relevant strategies rather than a standalone passive screen.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Investment Grade Corp Bonds49%
- Exchange Traded Equities32%
- Non-Investment Grade Corp Bonds11%
- Cash & Cash Equivalents5%
- Private Funds2%
Owners & executives
1 of 1
Kar On Karen Au
Chief Compliance OfficerCRD 6114600
Contacts
3 of 4
Scott Lopez
DirectorCRD 3005564

Janet Perumal
Senior Managing DirectorCRD 7205866
David Eikenberry
DirectorCRD 5749429
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Tokyo, null
Location
Tokyo, null
Headquartered in Tokyo, null.
- Address
- Palace Building 7f
- Office locations
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