Wellington-Altus USA Inc.
Firm details
- Headquarters
- Winnipeg Manitoba,
- CRD number
- 297314
- Registered since
- July 31, 2018
- Website
- wellington-altus.ca
- Custodians
- RBC CAPITAL MARKETS, LLC
- Fee structure
- Percentage of AUM
- Client types
- HNWI72.37%
- Individuals27.63%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
Wellington-Altus USA Inc. is a retail-registered advisory firm that focuses on portfolio management for individuals and small businesses. The firm operates on a percentage-of-AUM fee model and is classified as a non-independent, non–multi-state RIA. It is SEC-registered since 2018 and is owned by a combination of a foreign entity and an individual. Client relationships are primarily individual and family households rather than institutional mandates. Regulatory filings list advisory activity centered on discretionary portfolio management; the firm is not identified as an active ESG investor, pension consultant, or capital allocator. Filings also record industry affiliations with a broker-dealer, another investment adviser, and an insurance company, suggesting access to brokerage and insurance product distribution alongside advisory services.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities76%
- US Government Bonds19%
- Cash & Cash Equivalents4%
- Non-Exchange Traded Equities1%
Owners & executives
3 of 3
Shaun Hauser
Founder & CEOCRD 6962635
Dennis Stewner
Chief Operating Officer & Chief Financial OfficerCRD 7877872
Christopher Corsetti
Chief Compliance OfficerCRD 8123824
Contacts
3 of 3
David Stovel
Senior Portfolio ManagerCRD 6757253

George Love
Senior Portfolio ManagerCRD 8185366

Keith Dyck
Senior Wealth AdvisorCRD 8185398
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 197Active vs passive
$86.3M in ETFs
76%
$65.3M
18%
$21M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD TOTAL STOCK MARKET INDEX FUND (VTI) | Vanguard | Passive | Large Blend | $11.7M | 36,347 | 13.51% |
Location
Winnipeg Manitoba, null
Location
Winnipeg Manitoba, null
Headquartered in Winnipeg Manitoba, null.
- Address
- 201 Portage Ave
- Office locations
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