Weigelfam

RIASEC Registered
Total AUM
$76.1M
Discretionary
$75.5M
99% of AUM
Avg account
$440K
Accounts
173
Employees
2
Advisory reps
2

Firm details

Headquarters
,
CRD number
310903
Registered since
October 16, 2020
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI75.21%
  • Individuals13.77%
  • Pension & Profit Sharing Plans5.71%
  • Corporations / Businesses5.31%
Services
Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Weigelfam is an independently owned Registered Investment Adviser organized as a limited liability company and registered with the SEC in 2020. The firm focuses on serving individual and family clients, offering financial planning, portfolio management for individuals and small businesses, and pension consulting services. Fee arrangements combine a percentage-of-AUM model and fixed fees. Filings indicate the firm does not position itself as a capital allocator or an active ESG investor. Regulatory and operating attributes in firm disclosures show individual ownership and an independent RIA classification. While the adviser reports advisory activity across the retail wealth market, it does not list multi-state adviser status in its snapshot data.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Investment Grade Corp Bonds 69%, Public Funds/Mutual Funds 13%, Cash & Cash Equivalents 9%, Exchange Traded Equities 8%, State & Local Bonds 1%69%
  • Investment Grade Corp Bonds69%
  • Public Funds/Mutual Funds13%
  • Cash & Cash Equivalents9%
  • Exchange Traded Equities8%
  • State & Local Bonds1%

Owners & executives

1 of 1
  • David Weigel

    David Weigel

    Principal And Chief Compliance OfficerCRD 2634533

Contacts

1 of 1
  • Caleb Howard

    Caleb Howard

    Investment Advisor RepresentativeCRD 7093561

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth