Wegner Asset Management, LLC

RIASEC Registered
Total AUM
$74M
Discretionary
$74M
100% of AUM
Avg account
$374K
Accounts
198
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
110866
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • HNWI72.97%
  • Individuals27.03%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Wegner Asset Management, LLC is an independent registered investment adviser that serves individual and family clients, with a focus on financial planning and discretionary portfolio management for individuals and small businesses. The firm charges clients based on a percentage of assets under management and also offers hourly billing for planning or advisory work. Investment activity shows a clear preference for equities, with exchange‑traded instruments forming the largest share of client portfolios. Wegner is not identified as an active ESG investor. Portfolios appear built around liquid public-market instruments held at a single custodian relationship, with mutual funds also used where appropriate. The firm reports using third‑party external alternative investment managers, suggesting it supplements its public-market exposure with external alternative strategies when fitting client objectives and accreditation status.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 60%, Public Funds/Mutual Funds 40%60%
  • Exchange Traded Equities60%
  • Public Funds/Mutual Funds40%

Contacts

1 of 1
  • Shannon Wegner

    Shannon Wegner

    PresidentCRD 2716132

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth