Weatherly Asset Management

RIASEC Registered

Total AUM

$1.7B

Discretionary

$1.7B

99% of AUM

Avg account

$1.2M

Accounts

1,348

Employees

Advisory reps

Firm details

Headquarters: Del Mar, California
CRD number: 106935
Registered since: January 10, 1995
Website: www.weatherlyassetmgt.com
Custodians: NATIONAL FINANCIAL SERVICES LLC
Fee structure: Percentage of AUM, Fixed Fees, Other
Client types: HNWI94.44%
Pension & Profit Sharing Plans2.72%
Individuals2.3%
Corporations / Businesses0.32%
Charitable Organizations0.21%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingPublication of Periodicals

Firm profile

FINTRX

Overview

Weatherly Asset Management is an independent registered investment adviser organized as a limited partnership. The firm is SEC registered (1995) and acts as a capital allocator for both individual & family and institutional clients. Its fee arrangements include percentage-of-AUM schedules along with fixed and other fee structures. Core advisory services listed on its ADV include financial planning, portfolio management for individuals, small businesses and institutional clients, pension consulting, and publishing investment periodicals. Weatherly is not characterized as an active ESG investor and maintains an industry affiliation with a trust company. Investmently, the firm favors equity exposure—its filings note a preference for exchange-traded equities as the primary sleeve—while also allocating to third-party managers across non-traditional strategies. Weatherly received recognition in 2020 from both the Financial Times (Top 300 RIA Firms) and Financial Advisor Magazine (Top RIA Firms).