WEATHERLY ASSET MANAGEMENT

RIASEC RegisteredEst. 1995

Total AUM

$1.7B

Discretionary

$1.7B

99% of AUM

Avg account

$1.2M

Accounts

1,348

Employees

Advisory reps

Firm details

Headquarters: DEL MAR, California
CRD number: 106935
Registered since: January 10, 1995
Website: www.weatherlyassetmgt.com
Custodians: NATIONAL FINANCIAL SERVICES LLC
Fee structure: Percentage of AUM, Fixed Fees, Other
Client types: HNWI94.44%
Pension & Profit Sharing Plans2.72%
Individuals2.3%
Corporations / Businesses0.32%
Charitable Organizations0.21%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingPublication of Periodicals

Firm profile

FINTRX

Overview

Weatherly Asset Management is an independent registered investment advisor organized as a limited partnership and active since 1995. The firm serves both individual/family and institutional clients and describes itself as a capital allocator that uses outside managers alongside in-house portfolio work. Its advisory services include financial planning, portfolio management for individuals, small businesses and institutional clients, pension consulting-related services, and the publication of periodic newsletters. Weatherly charges a mix of percentage-of-AUM and fixed fees, and maintains an affiliation with a trust company for certain client needs. The firm does not present itself as an ESG-focused investor. Weatherly has received industry recognition: it appeared among the Financial Times’ Top 300 RIA Firms in 2020 and was listed by Financial Advisor Magazine in 2020.