WEALTH WITH NO REGRETS®

RIASEC RegisteredEst. 2023
Total AUM
$214M
Discretionary
$214M
100% of AUM
Avg account
$273K
Accounts
786
Employees
13
Advisory reps
6

Firm details

Headquarters
ALPHARETTA, Georgia
CRD number
159201
Registered since
June 23, 2023
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI71.71%
  • Individuals17.09%
  • Charitable Organizations11.2%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Wealth With No Regrets® is an independent, individual-owned LLC that registered with the SEC in 2023 and operates as a capital allocator for both individual/family and institutional clients. The firm offers financial planning and portfolio management across individual, small business, and institutional relationships, and provides pension consulting, adviser selection, and educational workshops. Fee arrangements include both percentage-of-AUM and fixed-fee structures. The firm is not positioned as an ESG investor and maintains an industry affiliation with an insurance company.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 70%, Public Funds/Mutual Funds 20%, US Government Bonds 7%, Cash & Cash Equivalents 2%, Private Funds 1%70%
  • Exchange Traded Equities70%
  • Public Funds/Mutual Funds20%
  • US Government Bonds7%
  • Cash & Cash Equivalents2%
  • Private Funds1%

Contacts

3 of 6
  • TRAVIS RAISH

    Portfolio ManagerCRD 2368679

  • Andrew Lightle

    Investment Adviser RepresentativeCRD 6943892

  • Mason Ware

    Financial PlannerCRD 7999434

Unlock 3 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 17

Active vs passive

$52.6M in ETFs

Passive

84%

$44.2M

Active

15%

$8.4M

ETFProviderStyleCategoryValueShares% of portfolio
STATE STREET(R) SPDR(R) BLOOMBERG 1-3 MONTH T-BILL ETF (BIL)State StreetPassiveUltrashort Bond$10.4M113,16619.71%

Location

Primary office

ALPHARETTA, GA

FULTON

Location

ALPHARETTA, GA

Headquartered in ALPHARETTA, GA, anchoring the Atlanta--Athens-Clarke County--Sandy Springs, GA-AL metro in the South.

Metro area
Atlanta--Athens-Clarke County--Sandy Springs, GA-AL
Region
South
County
FULTON
Address
12600 Deerfield Pkwy
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth