WEALTH ALLIANCE ADVISORY GROUP, LLC

RIASEC RegisteredEst. 2017
Total AUM
$979M
Discretionary
$957M
98% of AUM
Avg account
$997K
Accounts
982
Employees
7
Advisory reps
6

Firm details

Headquarters
WICHITA, Kansas
CRD number
290329
Registered since
November 13, 2017
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI55.75%
  • Individuals21.33%
  • Pension & Profit Sharing Plans16.02%
  • Corporations / Businesses3.63%
  • Charitable Organizations3.28%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Wealth Alliance Advisory Group, LLC is an independent registered investment adviser formed in 2017 and organized as an LLC with individual ownership. The firm serves both high-net-worth individuals and institutional clients and positions itself as a capital allocator that selects third-party managers in addition to managing portfolios directly. Core advisory services listed include financial planning, portfolio management for individuals/small businesses and for businesses or institutions, and the selection of other advisers. Fee arrangements are flexible, including percentage-of-AUM billing as well as hourly and fixed-fee engagements. The firm does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 48%, Exchange Traded Equities 36%, Cash & Cash Equivalents 10%, US Government Bonds 4%, Non-Exchange Traded Equities 1%, State & Local Bonds 1%, Derivatives 1%48%
  • Public Funds/Mutual Funds48%
  • Exchange Traded Equities36%
  • Cash & Cash Equivalents10%
  • US Government Bonds4%
  • Non-Exchange Traded Equities1%

Owners & executives

1 of 1
  • GARY DECKER

    President, CEOCRD 3228205

Contacts

3 of 5
  • MATTHEW CATLIN

    Executive Vice PresidentCRD 5332741

  • Dominick Decker

    General CounselCRD 6812877

  • BRUCE VAN BEBBER

    Senior Vice PresidentCRD 2937167

Unlock 2 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 66

Active vs passive

$443M in ETFs

Passive

55%

$243M

Active

39%

$200M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$55.1M84,38512.43%

Location

Primary office

WICHITA, KS

SEDGWICK

Location

WICHITA, KS

Headquartered in WICHITA, KS, anchoring the Wichita-Winfield, KS metro in the Midwest.

Metro area
Wichita-Winfield, KS
Region
Midwest
County
SEDGWICK
Address
10585 E 21st St N
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth