WAYPOINTS FINANCIAL

RIASEC RegisteredEst. 2024
Total AUM
$158M
Discretionary
$158M
100% of AUM
Avg account
$243K
Accounts
648
Employees
3
Advisory reps
3

Firm details

Headquarters
SEBRING, Florida
CRD number
157494
Registered since
July 19, 2024
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI62.51%
  • Individuals35.97%
  • Charitable Organizations1.52%
Services
Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Waypoints Financial LLC is an independent registered investment advisor that entered SEC registration in 2024 and is owned by an individual proprietor. The firm serves both individual and family clients as well as institutional relationships, offering financial planning, discretionary portfolio management for individuals and small businesses, and pension consulting. Its billing model includes AUM-based fees alongside hourly and fixed-fee arrangements. Waypoints does not describe itself as an active ESG investor, is not a multi-state adviser, and does not act as a capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 35%, Cash & Cash Equivalents 35%, Exchange Traded Equities 27%, US Government Bonds 3%35%
  • Public Funds/Mutual Funds35%
  • Cash & Cash Equivalents35%
  • Exchange Traded Equities27%
  • US Government Bonds3%

Contacts

3 of 3
  • JOHN CLARK

    Financial AdvisorCRD 2139449

  • VICTOR DIVIETRO

    Senior Vice PresidentCRD 2652020

  • THOMAS CRUTCHFIELD

    Senior Vice PresidentCRD 2846546

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

SEBRING, FL

HIGHLANDS

Location

SEBRING, FL

Headquartered in SEBRING, FL, in the South of the United States.

Region
South
County
HIGHLANDS
Address
149 E Center Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth