Waterway Capital LLC
Firm details
- Headquarters
- Boston, Massachusetts
- CRD number
- 128212
- Registered since
- January 21, 2004
- Website
- www.waterwaycapllc.com
Firm profile
FINTRXOverview
Waterway Capital LLC is organized as a limited liability company and is classified in FINTRX as an investment bank. The firm appears on SEC records dating to 2004. Ownership is listed as a combination of a domestic entity and an individual. FINTRX flags the firm as not acting as a capital allocator and not identifying as an active ESG investor. The profile also indicates the firm is not registered as a multi-state adviser, is not newly formed, and is not documented as a pension consultant or related adviser.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
1 of 1
Ana Ward
Chief Compliance OfficerCRD 3274959
Contacts
3 of 10
Thomas Sargent
PresidentCRD 1111329
Sarah Diorio
DirectorCRD 5458810
John Wehling
Managing DirectorCRD 4586980
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Boston, MA
Suffolk
Location
Boston, MA
Headquartered in Boston, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.
- Metro area
- Boston-Worcester-Providence, MA-RI-NH-CT
- Region
- Northeast
- County
- Suffolk
- Address
- 699 Boylston St
- Time zone
- ET (UTC-5)
- Office locations
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