Waterstone Financial Advisory LLC

RIASEC RegisteredEst. 2023

Total AUM

$262M

Discretionary

$260M

99% of AUM

Avg account

$275K

Accounts

954

Employees

Advisory reps

Firm details

Headquarters: Fort Myers, Florida
CRD number: 325012
Registered since: April 20, 2023
Website: www.waterstonefs.com
Custodians: FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI67.57%
Individuals28.02%
Corporations / Businesses3.5%
Pension & Profit Sharing Plans0.91%
Services: Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Waterstone Financial Advisory LLC is an independent, owner-operated registered investment adviser organized as an LLC. The firm is registered with the SEC (registration year listed as 2023) and describes itself as a capital allocator that serves both individual/family and institutional clients. Its advisory services include financial planning, portfolio management for individuals and small businesses, and the selection of third-party advisers. Compensation is delivered through a mix of percentage-of-AUM fees and fixed fees. Waterstone does not report an active ESG investing focus and is not designated as a multi-state adviser.