WATERROCK GLOBAL ASSET MANAGEMENT

Overview

Waterrock Global Asset Management is an independent registered investment adviser organized as a limited liability company that focuses on serving individual and family clients. The firm combines traditional financial planning and portfolio management with insurance brokerage services and educational workshops, which suggests a client-facing, holistic approach to wealth management. Fee arrangements are flexible and include a percentage of assets under management, hourly and fixed-fee engagements, and performance-based fees for select mandates. Investment activity centers on publicly traded equities—exchange-traded securities represent the dominant sleeve—while the firm also incorporates third-party alternative managers and insurance products into client programs. The advisory offering is built to support individual and small-business portfolios, and the firm appears to execute primarily on a discretionary basis across those client relationships.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices