Warren Capital Group

RIASEC RegisteredEst. 2021

Total AUM

$131M

Discretionary

$125M

96% of AUM

Avg account

$306K

Accounts

428

Employees

Advisory reps

Firm details

Headquarters: Charleston, South Carolina
CRD number: 137449
Registered since: May 12, 2021
Website: www.warcap.com
Custodians: CHARLES SCHWAB & CO., INC., ASCENSUS TRUST
Fee structure: Percentage of AUM, Fixed Fees
Client types: Investment Companies43.51%
HNWI38.94%
Individuals13.04%
Pension & Profit Sharing Plans4.33%
Corporations / Businesses0.19%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Investment Companies

Firm profile

FINTRX

Overview

Warren Capital Group is an independent registered investment adviser organized as a corporation and operating as a fee-based wealth manager. The firm serves both individual and family clients as well as institutional investors, and its advisory services emphasize financial planning and discretionary portfolio management for individuals, small businesses, and investment companies. Fee arrangements include a percentage-of-AUM component and fixed-fee engagements. The firm is not positioned as a capital allocator or pension consultant, does not present itself as an ESG-focused manager, and is not listed as a multi-state adviser despite operating more than one office.