Warren Capital Group

RIASEC RegisteredEst. 2021

Total AUM

$131M

Discretionary

$125M

96% of AUM

Avg account

$306K

Accounts

428

Employees

Advisory reps

Firm details

Headquarters: Charleston, South Carolina
CRD number: 137449
Registered since: May 12, 2021
Website: www.warcap.com
Custodians: CHARLES SCHWAB & CO., INC., ASCENSUS TRUST
Fee structure: Percentage of AUM, Fixed Fees
Client types: Investment Companies43.51%
HNWI38.94%
Individuals13.04%
Pension & Profit Sharing Plans4.33%
Corporations / Businesses0.19%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Investment Companies

Firm profile

FINTRX

Overview

Warren Capital Group operates as a corporation registered with the SEC in 2021 and is structured as an institutional RIA under individual ownership. The firm serves both individual and family clients as well as institutional accounts, providing financial planning and portfolio management services for individuals, small businesses, and investment companies. Its fee model combines a percentage-of-AUM component with fixed fees. The firm does not identify as an active ESG investor, and it is not categorized as a capital allocator, pension consultant, or related adviser.