Wallach Planning & Investments
RIASEC Registered
Total AUM
$37.9M
Discretionary
$37.9M
100% of AUM
Avg account
$376K
Accounts
101
Employees
1
Advisory reps
1
Firm details
- Headquarters
- ,
- CRD number
- 128419
- Fee structure
- Percentage of AUM, Hourly Charges
- Client types
- HNWI82.56%
- Individuals17.44%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Wallach Planning & Investments is a small, independent registered investment adviser organized as an LLC and owned by an individual. The firm serves primarily individual and family clients, offering financial planning and portfolio management for individuals and small businesses. Its billing is a mix of assets-under-management fees and hourly charges. The adviser does not identify as an active ESG investor, is not multi-state registered, and does not position itself as a capital allocator or pension consultant.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities99%
- Cash & Cash Equivalents1%
Contacts
1 of 1Andrew Wallach
PrincipalCRD 4458374
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Primary office
, null
Location
, null
Headquartered in , null.
- Office locations
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