WALL STREET FINANCIAL GROUP, INC.

RIASEC RegisteredEst. 2024
Total AUM
$188M
Discretionary
$188M
100% of AUM
Avg account
$155K
Accounts
1,208
Employees
3
Advisory reps
3

Firm details

Headquarters
CARLINVILLE, Illinois
CRD number
289051
Registered since
June 28, 2024
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • Individuals50.62%
  • HNWI45.06%
  • State / Municipal Government4.09%
  • Charitable Organizations0.17%
  • Corporations / Businesses0.06%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Wall Street Financial Group, Inc. is an independent registered investment adviser organized as a corporation and owned by an individual. The firm registered with the SEC in 2024 and serves primarily individuals and families. Its advisory services include financial planning, portfolio management for individuals/small businesses and for businesses/institutions, pension consulting, and educational seminars and workshops. The firm also operates as an insurance broker and uses a mixed fee model of percentage of assets under management and fixed fees. It does not identify as an active ESG investor and is not listed as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 93%, US Government Bonds 6%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%, Cash & Cash Equivalents 1%93%
  • Exchange Traded Equities93%
  • US Government Bonds6%
  • State & Local Bonds1%
  • Investment Grade Corp Bonds1%
  • Cash & Cash Equivalents1%

Contacts

3 of 3
  • John Zeidler

    Financial AdvisorCRD 6897444

  • CARL ZEIDLER

    Founder & PresidentCRD 1065485

  • Brenden Brown

    Financial Services ProfessionalCRD 7498085

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 102

Active vs passive

$105M in ETFs

Passive

90%

$95M

Active

8%

$10.2M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD INFORMATION TECHNOLOGY INDEX FUND (VGT)VanguardPassiveTechnology$11.5M16,43210.90%

Location

Primary office

CARLINVILLE, IL

MACOUPIN

Location

CARLINVILLE, IL

Headquartered in CARLINVILLE, IL, anchoring the St. Louis-St. Charles-Farmington, MO-IL metro in the Midwest.

Metro area
St. Louis-St. Charles-Farmington, MO-IL
Region
Midwest
County
MACOUPIN
Address
1 Wall St
Time zone
CT (UTC-6)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth