W.M. Baker Investments LLC

RIASEC Registered
Total AUM
$5M
Discretionary
$5M
100% of AUM
Avg account
$119K
Accounts
42
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
164490
Custodians
SHAREHOLDERS SERVICE GROUP, LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Individuals90%
  • Corporations / Businesses10%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

W.M. Baker Investments LLC is an independent registered investment advisor that focuses on providing financial planning and portfolio management services. The firm caters to both individual and institutional clients, emphasizing personalized strategies tailored to meet specific financial goals. The firm operates under a fee structure that includes a percentage of assets under management, hourly charges, and fixed fees. W.M. Baker Investments LLC does not engage in ESG investing and is not classified as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 87%, Cash & Cash Equivalents 12%, Public Funds/Mutual Funds 1%87%
  • Exchange Traded Equities87%
  • Cash & Cash Equivalents12%
  • Public Funds/Mutual Funds1%

Contacts

1 of 1
  • William Baker

    Managing MemberCRD 5320850

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth