VU FINANCIAL SERVICES, INC
Exempt Reporting AdvisorFINRA Member
Total AUM
$3.5M
Discretionary
$3.5M
100% of AUM
Accounts
9
Employees
1
Advisory reps
1
Brokerage reps
1
Firm details
- Headquarters
- ,
- CRD number
- 145305
- Fee structure
- Percentage of AUM
- Client types
- HNWI88.6%
- Individuals11.4%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
Vu Financial Services, Inc. operates as a wealth management firm focused on providing portfolio management services to individuals and small businesses. The firm caters primarily to a client base of individuals and families, employing a fee structure based on a percentage of assets under management. While the firm does not actively engage in ESG investing, it has carved a niche in managing diverse investment portfolios tailored to the specific needs of its clients.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities90%
- Derivatives5%
- Cash & Cash Equivalents5%
Contacts
1 of 1JOSEPH VU
Financial AdvisorCRD 5448361
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Primary office
, null
Location
, null
Headquartered in , null.
- Office locations
Similar firms
POMEGRANATE FINANCIAL LLC
Exempt Reporting AdvisorAUM $8.2MTEAM 1REPS 1
ORF CAPITAL MANAGEMENT
Exempt Reporting AdvisorAUM $18.2MTEAM 1REPS 1
KANNO CAPITAL
Exempt Reporting AdvisorBELLEVUE, WA
AUM $44.2MTEAM 3REPS 1
SOLARIS PRIVATE WEALTH MANAGEMENT
Exempt Reporting AdvisorAUSTIN, TX
AUM $49.3MTEAM 1REPS 1
TRONDHEIM CAPITAL, LLC
Exempt Reporting AdvisorAUM $71MTEAM 1REPS 1
ROSENTHAL | HENRY CAPITAL ADVISORS, INC.
Exempt Reporting AdvisorMISHAWAKA, IN
AUM $115MTEAM 3REPS 5